- Commodity Futures Trading Commission
CFTC website includes alerts, news, and public information.
- Federal Trade Commission
The FTC site includes news and alerts, consumer protection and anti-trust information.
- Foreign Exchange (Forex) and Commodities Frauds
How to avoid or report foreign exchange (forex), currency, and commodities fraud.
- How to Avoid Securities Fraud
An introduction to securities fraud, fraud on the Internet, Ponzi and pyramid schemes, penny stock fraud, and tips for prevention.
- Investor Recovery Center
How an investor who has a problem with a stock broker can file an NASD arbitration complaint to recover losses from stockbroker fraud, misrepresentations, bad advice, unsuitable investment, churning, unauthorized trades, and misconduct, with or without an attorney. By a securities lawyer formerly with the SEC.
- Investor Scam Centre
Learn about stock market fraud and current trading scams and access quotes, charts, current news, and market commentaries.
- NASD Regulation, Inc.
Rules of broker conduct. Information concerning complaints and arbitration of disputes.
- National Futures Association
Includes investor services, news and alerts, and dispute resolution procedures.
- North American Securities Administrators Association (NASAA)
International organization consisting of state and provincial securities agencies in the United States, Canada, and Mexico. Includes directory of regulators with links.
- Reality at the SEC
An ex-SEC lawyer's views of what the Division of Enforcement of the U.S. Securities and Exchange Commission does and does not do for investors.
- Securities Arbitration and Investment Fraud Lawyer
Securities Arbitration and litigation. Claims against stockbrokers for securities fraud, churning, breach of fiduciary duty, sale of unsuitable investments. NASD/NYSE Arbitrations. National Practice. Free Consultation. Contingent Fee.
- SecuritiesSleuth
Articles about securities fraud, stock fraud, broker fraud, pump and dump, scams, class action litigation, arbitration, and e-mail touts.
- StockPatrol.com
Information and articles on stocks, investments and brokers to help investors spot stock fraud, schemes and scams, select a broker and protect their rights.
- The Diligizer Black List and Message Board
Due diligence messageboard, black list, list of court documents, and archives of high yield investment programs for investors worldwide.
- The Securities Arbitration Commentator
Collects and publishes awards in securities arbitration cases. For a charge, will conduct database searches of past awards by arbitrator name, type of case, and other categories.
- The Typology of Financial Scandals
Financial scandals and scams throughout history classified according to their attributes and effects.
- Top Ten Dot Cons: Investments
From the FTC site listing the top ten internet scams, this page describes a fraud involving a day trading system.
- US Securities and Exchange Commission
The official federal agency website includes news, legal releases and reports, investor education material, and the EDGAR database of corporate disclosure reports.
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